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Crisis Management & Recovery

Overview 

CQUniversity Crisis Management and Recovery (CMR) Manual provides a framework within which CQUniversity can manage a crisis, and create clear and defined objectives for recovery.

This Manual has been developed as a reference for the CMR Team to ensure that, in the event of a crisis, all issues are addressed properly. It takes an operational and strategic overview to ensure that a crisis is contained and controlled properly.

The key to a successful CMR program is to be aware of the threats which can confront management, and to be well practised in their resolution.

Management skills in communicating with staff, students, the media and the community, together with the ability of management to determine post-crisis goals and recovery strategies, can determine the short-term profitability of the University and even its long-term survival prospects.

This Crisis Management and Recovery (CMR) Manual is an action document to guide the CMR Team in managing a crisis. It is designed to:

  • Assist in assessing threats before they happen
  • Offer scenarios and responses to identified crises that could affect the organisation's operations
  • Build the University's preparedness for a crisis
  • Give instant guidance to the CMR Team
  • Identify the appropriate response actions to resolve the crisis
  • Delineate the roles and responsibilities of individual Team members
  • Cover all aspects of the communications required during a crisis event
  • Assist the spokesperson and University to respond to stakeholders
  • Establish liaison with internal/external emergency services and other external organisations during a crisis
  • Help victims' families and staff/students cope and recover
  • Define the appropriate audit trail and administrative processes to be followed
  • Support the recovery process and speed the resumption of business once the crisis is over.

Crisis Definition

This procedure provides definitions for initial incident assessment and subsequent crisis classification, and delineates responsibilities for the activation of the CMR Team. All incidents must be reported to the management levels indicated below.
A crisis is defined as:

"An adverse incident or series of events that have the potential to severely damage the University's people, operations, environment and its long-term prospects and/or reputation."


5.1       Insignificant Event


An Insignificant Event is a minor incident or problem, or other internal event which can be handled by campus personnel using standard operating procedures. It is not visible off-campus, requires no external emergency services response team, and requires no report to local, State or Federal regulatory authorities.

Reporting
      Normal line management reporting lines


5.2       Minor Event


A Minor Event is a minor incident or minor injury. It may also be an internal event, which may require a report to outside agencies, but which presents no external threat and is unlikely to require assistance or protective actions by external personnel. The situation is under control. However, response by external personnel may be required.

Reporting
      Local response only


5.3       Moderate Event


A Moderate Event is an incident or event, which has the potential to escalate to a more serious crisis and/or affect operations, and which involves activation of an emergency response and/or the CMR Team. The incident is not under control but poses no threat to off-campus areas. However, response by external personnel may be required.

Reporting
         CMR Team Leader notification via Duty Officer


5.4       Major Event


A Major Event is a serious event such as a fatality, serious injury, fire, explosion, material release, natural occurrence, or local incident which involves the activation of the CMR Team, internal emergency response, and/or external emergency response teams. It may also be another event that has occurred or is imminent, which poses a threat to third parties and/or seriously affects operations. The crisis is not under control, and action by off-campus personnel is necessary.

Reporting      CMR Team call-out via Duty Officer.


5.5         Critical Event


A Critical Eventis a severe crisis such as a number of fatalities and serious injuries, a natural disaster which seriously affects operations, a large fire, explosion, sabotage, material release, civil/student unrest (which is likely to involve internal or external emergency services), environmental issues, or ethical /reputational damage.

It may also be any business or financial incidents reflecting on the University's reputation, or other local events that have occurred or are imminent which seriously affect third parties and/or operations.

The crisis is not under control, and protective actions by external entities are necessary and ongoing.

Reporting      CMR Team call-out via Duty Officer.


Mobilisation Situations

It is the responsibility of the CMR Team Leader to authorise call out of the CMR Team if and when appropriate. While not inclusive, the following are major situations which should prompt a decision. 

  • A serious threat, or occurrence, of injury or death to any staff, student, contractor, or member of the public
  • Major incidents which could affect operations (large-scale incidents, major asset damage, natural disasters, etc)
  • Serious negative business occurrences
  • Serious management failure, fraud, or misconduct
  • Serious perceptual damage to the University's reputation
  • Serious and persistent University-related rumours or innuendo
  • An escalating critical incident of any kind
  • An occurrence of any of the critical threats identified in this Manual

Crisis - What to do first

Action by the Duty Officer
 
As soon as possible, notification of any Moderate, Major, or Critical Event at CQUniversity or involving the University must be given to the appropriate Duty Officer. The Duty Officer will then:

  • Obtain all necessary details from the caller, and fill in the Crisis Incident Report Form
  • Notify the CMR Team Leader, or alternate, of the incident where necessary and provide Crisis Classification details
  • If directed by the CMR Team Leader, contact the Control Room Co-ordinator to prepare the Control Room
  • If directed by the CMR Team Leader, mobilise the CMR Team

The Duty Officer, and all CMR Team Members, must be contactable 24 hours a day. To ensure this support staff should as far as possible be aware at all time of the whereabouts of Team Members and their alternates.

On instruction by the Team Leader, the Duty Officer will notify all Team Members or alternates of the call-out by landline, mobile phone, or pager. The Duty Officer will also be responsible for ensuring that his/her contact number is given to the Team Leader and delegate, and that the number is distributed to all appropriate personnel.



Action by the CMR Team Leader

On notification of an incident, assess the situation and decide what CMR Team action (if any) is necessary. If the CMR Team is required:


  • Advise the Duty Officer to mobilise the CMR Team to the Control Room
  • Advise the Duty Officer to notify the Control Room Co-ordinator to prepare the Control Room
  • Advise the Support Group Co-ordinator to call out all necessary support staff
  • Proceed to the Control Room, and brief the CMR Team members on the current situation
  • Manage and direct CMR Team members as required
  • Report the situation to other management
  • Report the situation to key stakeholders

For contact names and numbers refer to the CMR Team Contact List.


Purpose and Task

The purpose of the CMR Team is to control and minimise loss (human, financial, resource, reputational) related to an escalating critical incident or crisis, and to protect the interests of all those with a vested interest in the university.

In a crisis, the role of the CMR Team will be to:

  • Confirm the situation
  • Analyse the facts
  • Identify objectives
  • Consider possible courses of action
  • Decide, and implement, courses of action
  • Manage the wider operational issues and ramifications
  • Ensure effective liaison with all stakeholders
  • Recover and resume the University business

Strategic and tactical support during a major crisis will also be available from internal and external emergency services. CQUniversity CMR Team's principal function is to provide local resolution of the problem and to reduce any impact on campus and on the University's reputation, its staff/students/third parties, assets and earnings, and the environment. The Emergency Planning Committee will also be responsible for anticipating any potential crisis scenarios, and for the planning of strategies to deal with such crises.


Procedures pre-Crisis

  • Membership of the CMR Team is maintained, with the assignment of roles with alternates for each role
  • Identify threats and responses
  • Review adequacy of business continuity plans for critical activities
  • Ensure safekeeping and updating of the CMR Manual
  • Periodically rehearse (including testing of linkages between campuses and with internal and external emergency services)
  • Train and prepare under varying threat scenarios
  • Establish and maintain close links to all available internal and external support services


Procedures during a Crisis (Critical Event)

  • Assemble when requested in the Control Room and begin program to contain and manage the event
  • Maintain a Log of Events, Critical Issues Log and a People at Risk Log
  • Co-ordinate with emergency response services
  • Brief the Public Spokesperson
  • Maintain Crisis Telephone Call Register and Incoming Media Call Sheet
  • Assess threats, impacts, and ramifications, and respond to resolution and recovery
  • Develop University position and message strategy
  • Set up telephone hotlines/call centre to cope with additional incoming calls
  • Assess statutory and reporting requirements to Government
  • Identify stakeholder key issues and grievances
  • Seek support, where required, from objective authoritative bodies
  • Ensure management, staff and students are fully informed
  • Ensure preparation of background information for media, Government and other stakeholder briefings
  • Monitor media


Procedures post-Crisis

  • Maintain recovery goals
  • Conduct post-incident review
  • Establish top level legal, insurance and commercial counsel and advice
  • Brief internal stakeholder audiences
  • Brief and regularly update media
  • Establish counselling and ongoing welfare/rehabilitation, as required
  • Provide briefing to key external stakeholders
  • Consider post-crisis recommendations
  • Integrate learnings into CMR Manual
  • Develop crisis case study sheet/s

Threats and Recovery

The appropriate University Emergency Control Organisation (ECO) team will manage the emergency response to a physical incident in the first instance.  When the ECO team is called out to a moderate, major or critical incident it will be reported to the CMR Team Leader who will decide whether or not to call out the CMR Team.  In the case of a critical incident it will be the responsibility of the Emergency Services Coordinator (on the CMR Team) to liaise with the ECO front line team to provide the CMR Team with accurate and up-to-date information on the physical response to the incident.

The Manual takes a team approach to crisis management and recovery, with each Team Member given specific roles and responsibilities before, during and after any crisis that are allied to their key management competencies.

Case studies of threats, analyses and responses are included to give Team Members an idea of the type of crisis with which they may become involved, and to give an overview of the routes to containment, control and recovery.

Threats identified by executive management and the responses to those threats are listed and below and summarised in the following sections:


ENVIRONMENTIAL

  • Biological/radioactive release
  • Toxic chemical release
  • Environmental pollution
  • Serious health issue - outbreak of disease
  • Natural disaster

EMERGENCY SERVICES

  • Serious acts of violence
  • Kidnap and ransom
  • Major fire/explosion
  • Sabotage of critical facility
  • Civil unrest
  • Lost group

INFRASTRUCTURE SERVICES

  • Prolonged loss of utilities
  • Prolonged loss of computing/PABX facilities

HUMAN RESOURCES

  • Prolonged workplace dispute

MANAGEMENT

  • Serious ethical issue e.g. fraud/scandal, sexual assault, public international student complaints, staff negligence, racism, alcohol/drug related incident
  • Scandal involving a University partner
  • Commercial litigation arising from adverse research outcome
  • Change in Government policy

RESEARCH & TREACHING

  • Adverse accreditation/registration outcome
  • Adverse research outcome
  • Plagiarism

The strategic responses given are collated into "families" of treats as indicated as above. Emergency, business contingency, and issues management plans are to be drafted for specific incidents to support the tactical response. Although the actual crisis may not correspond exactly to the particular threat response examples given, they will provide broad guidelines for crisis management under most scenarios. These guidelines for response to each threat cover the majority (but not all) action points that should be dealt with, and are to be reviewed by executive management.

The Manual gives clear guidelines for crisis classification and for the call-out procedure, as well as Team members' active roles in bringing an issue to resolution.

Since what is said during a crisis is critical, the Manual emphasises communications: in defining the appropriate communication facilities that are required, in setting and communicating the message strategy across a range of stakeholders, and in handling the public desire for information. A contact directory is given to ensure all parties, internal and external, are contactable when required.

Finally, the Manual also lays down the appropriate audit trail and administrative processes that must be followed towards recovery, and appendices give examples of the various logs and records that should be maintained during crisis resolution.

Responsibility for ensuring that the information contained in this Manual is kept up-to-date rests with the Crisis Team Co-ordinator while the Emergency Planning Committee is responsible for ensuring that the Plan is periodically tested and that simulated crisis exercises are conducted.